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Introduction: Shared, not Separated
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The Separation of Powers
In this course, Andrew Wroe (University of Kent) explores the theory and practice of the separation of powers in the United States. In the first module, we are introduced to our key concepts and begin to complicate the notion of separated powers with Neustadt’s formulation of ‘separated institutions sharing powers’. The second module consists of a brief historical overview, providing a useful backdrop to the powers of government enshrined in the US constitution. In the third module, we explore the separation of powers more thoroughly, and in the fourth module, we complement this with an exploration of checks and balances. In the final module, we look at these concepts in practice, thinking about developments over recent years and finishing with the question of whether these political structures and institutions are still fit for purpose in the modern US.
Introduction: Shared, not Separated
In this module, we introduce the separation of powers in the United States, focusing in particular on: (i) key concepts, such as institutions and structures of power; (ii) the idea that powers are 'shared, not separated' between the main branches of government (the executive, legislature and judiciary) in the US; (iii) Neustadt’s formulation that the US has a system of ‘separated institutions sharing powers’; and (iv) the idea that checks and balances undermine the separation of powers – but they do so in order to preserve it.
Hi there. My name is Dr Andrew Rowe.
00:00:05I'm a senior lecturer in American politics at
00:00:08the University of Kent here in beautiful Canterbury.
00:00:11I'm going to be talking to you today about the separation of powers
00:00:15and also checks and balances. Before we dive into those topics.
00:00:20I think we just need to get a bit of terminology out of the way. Um,
00:00:28so let me clarify a couple of things before we start
00:00:34talking about the separation of powers and checks and balances,
00:00:39and that is what we mean by institutions and structures of power.
00:00:41So when we talk about institutions were referring to things like Congress,
00:00:46the presidency, the Supreme Court also things like political parties, the media,
00:00:51the electoral process.
00:00:57These are institutions.
00:00:58I'll also talk a lot about structures of power.
00:01:01And this refers to how these institutions interact with each other.
00:01:05So ultimately, politics is about power, and therefore,
00:01:12the study of politics is the study
00:01:17of power.
00:01:21And to really understand the American political system,
00:01:22we need to look at both institutions
00:01:27and also these structures of power.
00:01:30that's true for any political system that you are
00:01:33studying just to take this a little bit further.
00:01:36Let's think about an analogy here in terms of institutions and structures of power.
00:01:39I think a useful analogy might be the English Premier League.
00:01:43So within this structure
00:01:46we have institutions.
00:01:49These are the clubs Manchester United, Manchester City, Arsenal, Chelsea.
00:01:50These are the institutions.
00:01:55These are physical entities. You can observe.
00:01:58You can watch them on Saturday afternoon.
00:02:00But how they operate, how they relate to each other is a power structure,
00:02:03and that's established by the English Premier League. Who plays when?
00:02:08How many points you get for a win or a loss when to use the A.
00:02:13What the transfer rules are what the disciplinary rules are.
00:02:19These are all established by the EPA of the English Premier League.
00:02:22You can't see or grab the Premier League as a physical entity,
00:02:27but it exists and it structures the English elite football game.
00:02:31Likewise, you can't directly observe the separation of powers.
00:02:38You can't directly observe checks and balances.
00:02:42In fact,
00:02:46the words separation of powers and checks and
00:02:46balances don't even appear in the American Constitution.
00:02:48But they're they're they're the central structures of power,
00:02:52which are key to understanding American politics.
00:02:56And if you understand these two things separation of powers
00:03:01and checks and balances and how they interact together,
00:03:06you are well on your way to a good
00:03:09understanding of how the American political system works.
00:03:11Everything else can be slotted into that framework.
00:03:15Mm. Now,
00:03:20contrary to what you might have read in your textbooks, or even, perhaps,
00:03:22what you've been taught,
00:03:27the American political system should not be defined as a separation of powers.
00:03:32It does not have a separation of powers, as that term is strictly defined.
00:03:38And the key purpose of this talk today is to show you why
00:03:45and also to explain instead the real structure of power in, uh, the United States.
00:03:50So briefly stated the argument.
00:03:58The key argument I'm going to make is that powers in the U.
00:04:01S are not separated, but they are shared,
00:04:05shared, not separated, shared between the presidency and Congress
00:04:10and the Supreme Court also shared between the federal
00:04:16or national government and the 50 state government.
00:04:20That's not a topic that we're going to look at today.
00:04:23Federalism is a topic for a different day,
00:04:25but federalism is another example of how power is shared
00:04:28in the United States. Now Richard Newstead,
00:04:32who wrote this absolute classic book on American
00:04:38politics called Presidential Power and the Modern Presidency,
00:04:42put it best, I think, when he said,
00:04:47the American political system is best defined as quote separated institutions,
00:04:50sharing powers, separated institutions, sharing powers
00:04:56so the institutions are separate.
00:05:04Yes, there's a presidency which is separate from the Congress,
00:05:06which is separate from the Supreme Court, but they share powers.
00:05:08Okay, that's the argument I'm going to make today.
00:05:13And if you only read one book on American politics in your lifetime,
00:05:17in addition to your textbook, it should be this one.
00:05:21It's fantastic,
00:05:23published in 1990
00:05:26as relevant today as it was them. So
00:05:28just to summarise here. So in the U. S. Checks and balances
00:05:31interact with the separation of powers. What they actually do
00:05:38is undermine or attenuate the separation of powers in order to preserve it.
00:05:43Okay, I recognise that That might seem contradictory. I recognise that.
00:05:50Might that might sound counterintuitive.
00:05:56How can something undermine it in order to preserve it?
00:05:58Well, that's the argument is going to make today.
00:06:04That's hopefully by the end of this talk that's what you will understand,
00:06:07Uh, in 50 minutes or however long it takes to get there.
00:06:11It's a difficult idea to grasp. I fully appreciate that.
00:06:16But what the checks and balances do is they undermine our attenuate,
00:06:20the separation of powers, but with the intention of preserving the separation.
00:06:24
Cite this Lecture
APA style
Wroe, A. (2021, October 14). The Separation of Powers - Introduction: Shared, not Separated [Video]. MASSOLIT. https://massolit.io/courses/us-politics-the-separation-of-powers/checks-and-balances
MLA style
Wroe, A. "The Separation of Powers – Introduction: Shared, not Separated." MASSOLIT, uploaded by MASSOLIT, 14 Oct 2021, https://massolit.io/courses/us-politics-the-separation-of-powers/checks-and-balances