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Shakespearean Tragedy
In this course, Professor Rhodri Lewis (Princeton University) introduces a new model for understanding Shakespearean tragedy, one that centres on the idea that the world is not in fact comprehensible to human reason: tragedy happens not because a tragic protagonist makes a ‘fatal mistake’, as Aristotle would have it, but as the result of trivial accidents, while the question ‘Who am I?’ is unanswerable in any simple way. In the first lecture, we distinguish this new understanding of Shakespearean tragedy from the two most influential existing models: that of Aristotle and that of Hegel. After that, in the second lecture, we think about Romeo and Juliet as a radically new kind of tragedy, one in which starts off as a romantic comedy before turning tragic halfway through, in which tragedy occurs as a result of a misplaced latter, and in which the tragic protagonists come not from the aristocracy, but from the middle classes. In the third lecture, we consider (the play) Hamlet’s interest in ‘things’ and (the character) Hamlet’s (failed) attempts to understand and articulate who he is and why he does what he does, before turning in the fourth lecture to the question of how Othello’s idealised conception of himself leads to tragedy. Finally, in the fifth lecture, we consider the importance of the temporality of the self – and various characters’ attempts, and failures, to escape this temporality – in Macbeth.
Introduction
In this lecture, we introduce a brand new interpretative model for Shakespearean tragedy, focusing in particular on: (i) the two traditional interpretative models for tragedy: Aristotle and Hegel; (ii) Aristotle’s view of tragedy: the tragic protagonist and his tragic mistake, the evocation of pity and fear, the concept of catharsis; (iii) Hegel’s view of tragedy: the conflict between two equal and opposite moral imperatives (e.g. duty to one’s family vs. duty to the law), the extent to which the clash of equal and opposite forces relates to Hegel’s view of the progress of human history; (iv) the Hegelian view of Shakespeare’s great innovation in the tragic drama, i.e. the move from a conflict between two separate characters (e.g. Antigone and Creon in Sophocles’ Antigone) to a conflict within the mind of a single character (e.g. Hamlet); (v) a assumption shared by both the Aristotelian and Hegelian models of tragedy: that the world is comprehensible to human reason; (vi) the extent to which this assumption is justified by what actually happens in Shakespearean tragedy; and (vii) three examples from Shakespearean tragedy where the world is shown to be incomprehensible to human reason: the confused reactions to the play-within-a-play in Hamlet; the ending of Hamlet; the ending of King Lear; and (viii) the extent to which Shakespeare grestures towards an adherence to the Aristotelian model of tragedy, only to later subvert it.
My name is Rodri Lewis,
00:00:06and I'm professor of English here at Princeton University.
00:00:07I'm going to be talking, to you today a little bit about,
00:00:11Shakespearean tragedy.
00:00:15Starting out with an overview of some of the things that,
00:00:17I take to be distinctive about Shakespearean tragedy,
00:00:21and then moving on to look at,
00:00:24four of, Shakespeare's plays.
00:00:27It's Romeo and Juliet, Hamlet, Othello, and,
00:00:30Macbeth.
00:00:35I suppose there are two ways, two main ways of looking at,
00:00:37Shakespearean tragedy,
00:00:43and my starting point today is going to be the contention that
00:00:44both of them are wrong.
00:00:47The first of them
00:00:50derives from Aristotle and from his poetics.
00:00:53And as I'm sure most of you know,
00:00:57the Poetics outline a a model of tragedy,
00:00:59in which a plot,
00:01:04that is ordered by the principles of probability and necessity
00:01:06and gives voice to
00:01:12grand characters,
00:01:15and grand philosophical thoughts expressed by those characters.
00:01:18This plot, by bringing the main character,
00:01:22the protagonist low,
00:01:26and then somehow or other, revealing to him,
00:01:28and it's usually him,
00:01:31what has the nature of his mistake.
00:01:34This plot gives rise to feelings of
00:01:36pity and of fear, which in turn give rise
00:01:40to the much contested term of catharsis.
00:01:45All sorts of interesting things to say about that in
00:01:51relationship to Shakespeare, and I'll say a couple in a moment.
00:01:54But before I do, the second, main, interpretative,
00:01:57model for assessing the plays,
00:02:03and it's the one that probably has slightly more in common
00:02:05with them than the Aristotelian one,
00:02:09is one derived from the writings of Hegel,
00:02:11the German idealist, romantic,
00:02:15writer.
00:02:19And for Hegel and for many of the romantics at the beginning
00:02:20of the nineteenth century,
00:02:23tragedy was interesting not,
00:02:26in the Aristotelian sense as a as a as a way of generating,
00:02:29fear and pity and then catharsis,
00:02:34but as a sort of hotline to,
00:02:36the the fundamentals of history.
00:02:40And, of course, by history,
00:02:43the romantics and the Hegel and Hegel and the idealists don't
00:02:44mean don't mean, the the sort of catalog of events,
00:02:48the chronicle of events that we might think of in those terms.
00:02:52They mean the sort of deep animating spirit and ideas that
00:02:55have shaped human history.
00:02:59For them, the ancient Athenians,
00:03:01particularly Sophocles and Aeschylus,
00:03:05they gave rise to a kind of tragedy which
00:03:09reflected a dilemma that people in those days had
00:03:13between sort of conflicted duties.
00:03:17One,
00:03:20internal, the other external.
00:03:22You might, for example,
00:03:24find yourself torn between loyalty to your family and
00:03:26loyalty to the law and tragedy,
00:03:30is a way of bringing those two things or reconciling those two
00:03:33things and enabling history to move forwards.
00:03:36For them, Shakespeare is important because he marks the the point
00:03:39at which tragedy stops being
00:03:44about conflicting goods, between sort of social goods
00:03:47and public goods and private interest.
00:03:52And that dilemma goes inside,
00:03:55becomes internal to a particular character.
00:03:58He may, Hamlet for example,
00:04:02can't quite decide whether he is able for himself
00:04:05to commit an act of vengeance
00:04:11despite the fact that it goes against,
00:04:14the the the the letter of both the religious and the
00:04:18civil law of of his Denmark.
00:04:22And that sort of inner that inner angst
00:04:24pulls him apart, in various interesting ways,
00:04:28but also makes him stand up as a sort of representative
00:04:32of the modern subjective human being.
00:04:37The human being in modern time who is kind of split
00:04:40inwardly rather than, subject to various different, dilemmas.
00:04:45From the romantics,
00:04:50that's much of what has gone wrong with the modern world,
00:04:52a sort of divorce between meaningful public life,
00:04:55and, inner, integrity.
00:04:59Now I said both of these views,
00:05:03are wrong as far as Shakespearean
00:05:06tragedy is concerned and these are big claims that I should stand up.
00:05:08The reason they're wrong is that what both have in common
00:05:13is the view that the world is comprehensible to human agency and reason.
00:05:15This, I suggest, is anathema to Shakespeare,
00:05:22and to tragedy as Shakespeare understood it.
00:05:26Precisely because for Shakespeare,
00:05:31tragedy, I think, and for Shakespearean tragedy,
00:05:33is about exploring what happens when we bump up against the
00:05:36limits of human comprehension and about the ways in which we
00:05:40tend to behave when doing so.
00:05:43Shakespeare shares Aristotle's view that the,
00:05:46job of tragedy is to imitate our everyday experience,
00:05:50the extreme versions of our everyday experience.
00:05:56Where he differs, is in the view that everyday
00:05:59experience is something that we are
00:06:02equipped as, rational animals to make sense of.
00:06:05And there's all sorts of things one
00:06:11could, say about that,
00:06:14but I think that the headline would be that he's interested
00:06:16in finding forms of aesthetic dramatic order through tragedy
00:06:20that enable him to represent the sort
00:06:25of conflicted, the contingent, the confusing,
00:06:29and irreducibly confusing nature of human experience,
00:06:34through a form of art that will communicate to other people.
00:06:39Part of this, I think,
00:06:43is dramatizing the illusions in his tragedies of those who
00:06:44profess philosophical, political, and religious certainty.
00:06:48But part of it is also suggesting about suggesting
00:06:52that tragedy, as traditionally understood,
00:06:55is itself a way in which we tell ourselves that we get it
00:06:57in one way or another.
00:07:02Shakespeare's
00:07:05engagements with these ideas, I think,
00:07:08are are are sort of numerous.
00:07:10One very obvious one, would be the the inset play at
00:07:12the center of Hamlet, The Murder of Gonzago,
00:07:17which Hamlet adapts as the mousetrap.
00:07:20Hamlet, sort of voices all kinds of conventional ideas about what
00:07:24tragedy might be able to do.
00:07:29But there is result of that within the play itself is
00:07:32profoundly ambiguous.
00:07:35Nobody really knows what's happened,
00:07:38after the mousetrap has finished,
00:07:41although Hamlet with sort of forensic exaltation
00:07:43thinks he does.
00:07:47And that that sort of sense of unease, I think,
00:07:48is supposed to set traditional versions of tragedy,
00:07:51at a disadvantage against the kinds of kinds of
00:07:56work that Shakespeare is, asking it to do.
00:07:59Now these are very brief remarks,
00:08:03and I don't want to go on into too much further detail,
00:08:06but, I just want to pick out two two sort of examples of
00:08:10what I mean about Shakespeare,
00:08:14sort of subverting normal tragic norms and using that
00:08:18subversion as a building block for, his own tragic practice.
00:08:22Most of you are familiar with the Aristotelian ideas of,
00:08:28peripeteia and anagnoresis,
00:08:33the moment of reversal
00:08:35when the when the tragic character realizes, you know,
00:08:39oh god, she was my mom.
00:08:42And then the moment of anegoresis or recognition
00:08:46where, he begins to understand, you know, what that means,
00:08:49what what that means about him,
00:08:52what that means about the world,
00:08:54in various different ways.
00:08:56And that anegoresis,
00:08:57that recognition is supposed in the traditional
00:08:59theory to clear the way to a resolved ending where,
00:09:02you know, we in the audience,
00:09:06like I suppose those on the stage,
00:09:09are offered a version of resolution in
00:09:12which in which the the sort of heart rending things we have
00:09:15seen going on,
00:09:19are are are sort of all sort of made sense of.
00:09:21Order is in some measure, restored.
00:09:25Now Shakespeare is very familiar with with I don't
00:09:28think Shakespeare read the poetics,
00:09:31but he's very familiar with the Aristotelian ideas,
00:09:32which are a staple of works like Philip Sidney's
00:09:35Defense of Poetry,
00:09:38which was published a little bit before Shakespeare began
00:09:40writing, which he certainly knew, very well.
00:09:43I wanna give you two examples of how he seems to be going along with this,
00:09:47but actually takes it in a very different direction.
00:09:51The first comes from Hamlet where,
00:09:54he Hamlet is on a boat to to England,
00:09:58and he, uncovers the letter,
00:10:02that Rosencrantz and Guildenstern are carrying from
00:10:06his uncle to the king of England.
00:10:08And, obviously, this contains disturbing news.
00:10:11Various things occur.
00:10:16But at this point, he he he suddenly,
00:10:17has this moment of recognition or at least as he tells it to
00:10:21Horatio afterwards where he begins to understand that
00:10:24actually, you know,
00:10:28it's all part of God's plan not his own plan.
00:10:29And this is this is kind of working with the grammar of
00:10:32tragic, expectation.
00:10:35But rather when he gets back to Denmark,
00:10:37rather than have this lead into something that is, coherent,
00:10:40and and, restorative of some kind of order,
00:10:46this moment of recognition of anagloresis
00:10:51leads merely to a bloodbath in which,
00:10:54Laertes, Hamlet, Claudius, and Gertrude,
00:10:58all lie dead, on the stage with very little
00:11:02rhyme or reason behind it.
00:11:06And so this this sense of resolution is frustrated,
00:11:09and I think it's further frustrated by the fact that
00:11:13Shakespeare brings in a sort of curious
00:11:16ending, which is this this this Norwegian
00:11:19thuggish warlord, who kills for kicks is is,
00:11:23invited in to become the new king.
00:11:28And we are all in some sense or other,
00:11:31supposed to, celebrate this.
00:11:34And it's, it's a very discomforting,
00:11:37very deliberately,
00:11:40disorienting way to end a play,
00:11:43the more so because it looks like it is following the
00:11:46Aristotelian tragic grammar.
00:11:50Another example which I'll do much more quickly I hope is
00:11:52from King Lear, where,
00:11:55Lear has been, reunited with Cordelia
00:11:58towards the end of the play.
00:12:02And there's a moment of,
00:12:05his reversal he acknowledged his reversal as a moment of
00:12:07recognition happening where he sort of,
00:12:10apologizes and she says don't worry no fault no fault.
00:12:13And it's a gorgeous heart rending scene,
00:12:16which might very well lend itself to the kind of
00:12:19resolution that Aristotle thinks should be at the end of a tragedy.
00:12:21But, for the Shakespeare of Lear,
00:12:26it's actually setting us up for heartbreak because Cordelia is
00:12:28going to be killed unnecessarily,
00:12:32because the order for her hanging was not countermandered
00:12:35in time, and Lear will then die of heartbreak.
00:12:38And just as in Hamlet,
00:12:42a sort of faux order is restored at the end,
00:12:45a cosmetic order is restored at the end by the arrival of Fort
00:12:48Inbras and his army, so in King Lear,
00:12:52Albany and Kent, two sort of,
00:12:57if we're being slightly provocative,
00:13:00slightly over overpromoted middle managers are left to
00:13:02inherit the kingdom, mouthing their platitudes,
00:13:06in a way that doesn't show any real understanding of the
00:13:11horror and the heartrending horror,
00:13:14the pity and the fear we in the audience have just experienced.
00:13:18And, again, it is a deliberately
00:13:23discomforting, subverting,
00:13:26and,
00:13:30well, heartrending, literally,
00:13:33model of tragic practice.
00:13:36And that, in short, is,
00:13:39one of the reasons why
00:13:42Shakespeare does not fit any model of tragedy that requires
00:13:46a governing ideology,
00:13:51whether that's philosophical or aesthetic
00:13:54or political, or religious.
00:13:58Tragedy for Shakespeare is about bumping up against the
00:14:00limits of what we are able to know and understand,
00:14:03and exert some degree of human agency over.
00:14:08
Cite this Lecture
APA style
Lewis, R. (2025, January 21). Shakespearean Tragedy - Introduction [Video]. MASSOLIT. https://massolit.io/courses/shakespearean-tragedy/introduction-a9f7a413-8a38-4a0d-a9c3-17e0ede80c88
MLA style
Lewis, R. "Shakespearean Tragedy – Introduction." MASSOLIT, uploaded by MASSOLIT, 21 Jan 2025, https://massolit.io/courses/shakespearean-tragedy/introduction-a9f7a413-8a38-4a0d-a9c3-17e0ede80c88